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Opportunity ID:: SGO-201512486
Type :: Full time
Position Level :: ---
Industry :: Accounting/Finance - Finance/Investment
Job Specialization :: Sales/Marketing - Marketing/Business Dev
City :: Singapore
Description :: - Manage the compliance department of the Phillip group of companies in Singapore
- Oversee the development and enforcement of the Compliance review framework to ensure proper assessment of compliance risk with respect to applicable rules and regulations, internal guidelines and industry standards
- Provide compliance advisory to business units on compliance with laws, rules and industry standards
- Report to the Board of Directors and Senior Management on significant compliance issues and plans for resolution
- Oversee the development and implementation of Compliance training for staff
- Act as the key point of contact with relevant external bodies, including regulators, standard setters and external experts
Requirements :: - Have financial industry experience and knowledge with at least 5 years of management role in compliance, risk and/or audit
- Familiar with key applicable Singapore regulations (the Securities & Futures Act, Financial Advisers Act, SGX rules, AML/CFT regulations etc)
- Possess good writing and communication skills
- Good interpersonal, influencing and networking skills
- Analytical, detail-oriented, able to identify potential issues and work towards solutions
Lowest Qualification :: Other Certifications
Closing Date :: 5/26/15, 12:00 AM

PhillipCapital

Phone :: +65 6506 0880
Address :: 3 Shan Road Singapore 328104
City :: Singapore
State :: Singapore
Country :

Description

Established in 1975, PhillipCapital is a group of companies which offers a full range of quality and innovative financial services to retail, corporate and institutional customers. Our comprehensive suite of financial services include fund management, unit trusts, hedge funds, insurance planning, investment research and broking in bond, securities, futures, foreign exchange, precious metals and commodities. Institutions can also benefit from our corporate finance and advisory services as well as information technology solutions. Currently, we have more than 2800 staff in Asia and Europe and total shareholdersâ€™ funds in excess of US$700 million.